R.P. Fairfield, ed., The Federalist Papers, 2d ed. (1981)
THE FEDERALIST NO. 10
(MADISON)
To the People of the State of New York:
Among the numerous advantages promised by a well-constructed Union, none deserves
to be more accurately developed than its tendency to break and control the violence of
faction. The friend of popular governments never finds himself so much alarmed for their
character and fate, as when he contemplates their propensity to this dangerous vice. He
will not fail, therefore, to set a due value on any plan which, without violating the
principles to which he is attached, provides a proper cure for it. The instability,
injustice, and confusion introduced into the public councils, have, in truth, been the
mortal diseases under which popular governments have everywhere perished; as they continue
to be the favorite and fruitful topics from which the adversaries to liberty derive their
most specious declamations. The valuable improvements made by the American constitutions
on the popular models, both ancient and modern, cannot certainly be too much admired; but
it would be an unwarrantable partiality, to contend that they have as effectually obviated
the danger on this side, as was wished and expected. Complaints are everywhere heard from
our most considerate and virtuous citizens, equally the friends of public and private
faith, and of public and personal liberty, that our governments are too unstable; that the
public good is disregarded in the conflicts of rival parties; and that measures are too
often decided, not according to the rules of justice and the rights of the minor party,
but by the superior force of an interested and overbearing majority. However
anxiously we may wish that these complaints had no foundation, the evidence of known facts
will not permit us to deny that they are in some degree true. It will be found, indeed, on
a candid review of our situation, that some of the distresses under which we labor have
been erroneously charged on the operation of our governments; but it will be found, at the
same time, that other causes will not alone account for many of our heaviest misfortunes;
and, particularly, for that prevailing and increasing distrust of public engagements, and
alarm for private rights, which are echoed from one end of the continent to the other.
These must be chiefly, if not wholly, effects of the unsteadiness and injustice with which
a factious spirit has tainted our public administrations.
By a faction, I understand a number of citizens, whether amounting to a majority or
minority of the whole, who are united and actuated by some common impulse of passion, or
of interest, adverse to the rights of other citizens, or to the permanent and aggregate
interests of the community.
There are two methods of curing the mischiefs of faction: the one, by removing its
causes; the other, by controlling its effects.
There are again two methods of removing the causes of faction: the one, by destroying
the liberty which is essential to its existence; the other, by giving to every citizen the
same opinions, the same passions, and the same interests.
It could never be more truly said than of the first remedy, that it is worse than the
disease. Liberty is to faction what air is to fire, an aliment without which it instantly
expires. But it could not be less folly to abolish liberty, which is essential to
political life, because it nourishes faction, than it would be to wish the annihilation of
air, which is essential to animal life, because it imparts to fire its destructive agency.
The second expedient is as impracticable as the first would be unwise. As long as the
reason of man continues fallible, and he is at liberty to exercise it, different opinions
will be formed. As long as the connection subsists between his reason and his self-love,
his opinions and his passions will have a reciprocal influence on each other; and the
former will be objects to which the latter will attach themselves. The diversity in the
faculties of men, from which the rights of property originate, is not less an insuperable
obstacle to a uniformity of interests. The protection of these faculties is the first
object of government. From the protection of different and unequal faculties of acquiring
property, the possession of different degrees and kinds of property immediately results;
and from the influence of these on the sentiments and views of the respective proprietors,
ensues a division of the society into different interests and parties.
The latent causes of faction are thus sown in the nature of man; and we see them
everywhere brought into different degrees of activity, according to the different
circumstances of civil society. A zeal for different opinions concerning religion,
concerning government, and many other points, as well of speculation as of practice; an
attachment to different leaders ambitiously contending for pre-eminence and power; or to
persons of other descriptions whose fortunes have been interesting to the human passions,
have, in turn, divided mankind into parties, inflamed them with mutual animosity, and
rendered them much more disposed to vex and oppress each other than to co-operate for
their common good. So strong is this propensity of mankind to fall into mutual
animosities, that where no substantial occasion presents itself, the most frivolous and
fanciful distinctions have been sufficient to kindle their unfriendly passions and excite
their most violent conflicts. But the most common and durable source of factions has been
the various and unequal distribution of property. Those who hold and those who
are without property have ever formed distinct interests in society. Those who are
creditors, and those who are debtors, fall under a like discrimination. A landed interest,
a manufacturing interest, a mercantile interest, a moneyed interest, with many lesser
interests, grow up of necessity in civilized nations, and divide them into different
classes, actuated by different sentiments and views. The regulation of these
various and interfering interests forms the principal task of modern legislation, and
involves the spirit of party and faction in the necessary and ordinary operations of the
government.
No man is allowed to be a judge in his own cause, because his interest would certainly
bias his judgment, and, not improbably, corrupt his integrity. With equal, nay with
greater reason, a body of men are unfit to be both judges and parties at the same time;
yet what are many of the most important acts of legislation, but so many judicial
determinations, not indeed concerning the rights of single persons, but concerning the
rights of large bodies of citizens? and what are the different classes of legislators but
advocates and parties to the causes which they determine? Is a law proposed concerning
private debts? It is a question to which the creditors are parties on one side and the
debtors on the other. Justice ought to hold the balance between them. Yet the parties are,
and must be, themselves the judges; and the most numerous party, or in other words, the
most powerful faction must be expected to prevail. Shall domestic manufactures be
encouraged, and in what degree, by restrictions on foreign manufactures? are questions
which would be differently decided by the landed and the manufacturing classes, and
probably by neither with a sole regard to justice and the public good. The apportionment
of taxes on the various descriptions of property is an act which seems to require the most
exact impartiality; yet there is, perhaps, no legislative act in which greater opportunity
and temptation are given to a predominant party to trample on the rules of justice. Every
shilling with which they overburden the inferior number is a shilling saved to their own
pockets.
It is in vain to say that enlightened statesmen will be able to adjust these clashing
interests and render them all subservient to the public good. Enlightened statesmen will
not always be at the helm. Nor, in many cases, can such an adjustment be made at all
without taking into view indirect and remote considerations, which will rarely prevail
over the immediate interest which one party may find in disregarding the rights of another
or the good of the whole.
The inference to which we are brought is, that the causes of faction cannot be
removed, and that relief is only to be sought in the means of controlling its effects.
If a faction consists of less than a majority, relief is supplied by the republican
principle, which enables the majority to defeat its sinister views by regular vote. It may
clog the administration, it may convulse the society; but it will be unable to execute and
mask its violence under the forms of the Constitution. When a majority is included in a
faction, the form of popular government, on the other hand, enables it to sacrifice to its
ruling passion or interest both the public good and the rights of other citizens. To
secure the public good and private rights against the danger of such a faction, and at the
same time to preserve the spirit and the form of popular government, is then the great
object to which our inquiries are directed. Let me add that it is the great desideratum by
which this form of government can be rescued from the opprobrium under which it has so
long labored, and be recommended to the esteem and adoption of mankind.
By what means is this object attainable? Evidently by one of two only. Either the
existence of the same passion or interest in a majority at the same time must be
prevented, or the majority, having such coexistent passion or interest, must be rendered
by their number and local situation unable to concert and carry into effect schemes of
oppression. If the impulse and the opportunity be suffered to coincide, we well know that
neither moral nor religious motives can be relied on as an adequate control. They are not
found to be such on the injustice and violence of individuals, and lose their efficacy in
proportion to the number combined together, that is, in proportion as their efficacy
becomes needful.
From this view of the subject it may be concluded that a pure democracy, by which I
mean a society consisting of a small number of citizens, who assemble and administer the
government in person, can admit of no cure for the mischiefs of faction. A
common passion or interest will, in almost every case, be felt by a majority of the whole;
a communication and concert result from the form of government itself;, and there is
nothing to check the inducements to sacrifice the weaker party or an obnoxious individual.
Hence it is that such democracies have ever been spectacles of turbulence and contention;
have ever been found incompatible with personal security or the rights of property; and
have in general been as short in their lives as they have been violent in their deaths.
Theoretic politicians, who have patronized this species of government, have erroneously
supposed that by reducing mankind to a perfect equality in their political rights, they
would, at the same time, be perfectly equalized and assimilated in their possessions,
their opinions, and their passions.
A republic, by which I mean a government in which the scheme of representation takes
place, opens a different prospect, and promises the cure for which we are seeking. Let us
examine the points in which it varies from pure democracy, and we shall comprehend both
the nature of the cure and the efficacy which it must derive from the Union.
The two great points of difference between a democracy and a republic are: first, the
delegation of the government in the latter to a small number of citizens elected by the
rest; secondly, the greater number of citizens and greater sphere of country over which
the latter may be extended.
The effect of the first difference is, on the one hand, to refine and enlarge the
public views, by passing them through the medium of a chosen body of citizens, whose
wisdom may best discern the true interest of their country, and whose patriotism and love
of justice will be least likely to sacrifice it to temporary or partial considerations.
Under such a regulation, it may well happen that the public voice, pronounced by the
representatives of the people, will be more consonant to the public good than if
pronounced by the people themselves, convened for the purpose. On the other hand, the
effect may be inverted. Men of factious tempers, of local prejudices, or of sinister
designs, may by intrigue, by corruption, or by other means, first obtain the suffrages,
and then betray the interests of the people. The question resulting is, whether small or
extensive republics are more favorable to the election of proper guardians of the public
weal; and it is clearly decided in favor of the latter by two obvious considerations.
In the first place, it is to be remarked that, however small the republic may be, the
representatives must be raised to a certain number in order to guard against the cabals of
a few; and that, however large it may be, they must be limited to a certain number in
order to guard against the confusion of a multitude. Hence, the number of representatives
in the two cases not being in proportion to that of the two constituents, and being
proportionally greater in the small republic, it follows that, if the proportion of fit
characters be not less in the large than in the small republic, the former will present a
greater option and consequently a greater probability of a fit choice.
In the next place, as each representative will be chosen by a greater number of
citizens in the large than in the small republic, it will be more difficult for unworthy
candidates to practice with success the vicious arts by which elections are too often
carried; and the suffrages of the people being more free, will be more likely to centre in
men who possess the most attractive merit and the most diffusive and established
characters.
It must be confessed that in this, as in most other cases, there is a mean, on both
sides of which inconveniences will be found to lie. By enlarging too much the number of
electors, you render the representative too little acquainted with all their local
circumstances and lesser interests: as by reducing it too much, you render him unduly
attached to these, and too little fit to comprehend and pursue great and national objects.
The federal Constitution forms a happy combination in this respect; the great and
aggregate interests being referred to the national, the local and particular to the State
legislatures.
The other point of difference is, the greater number of citizens and extent of
territory which may be brought within the compass of republican than of democratic
government; and it is this circumstance principally which renders factious combinations
less to be dreaded in the former than in the latter. The smaller the society, the fewer
probably will be the distinct parties and interests composing it; the fewer the distinct
parties and interests, the more frequently will a majority be found of the same party; and
the smaller the number of individuals composing a majority, and the smaller the compass
within which they are placed, the more easily will they concert and execute their plans of
oppression. Extend the sphere, and you take in a greater variety of parties and interests;
you make it less probable that a majority of the whole will have a common motive to invade
the rights of other citizens; or if such a common motive exists, it will be more difficult
for all who feel it to discover their own strength and to act in unison with each other.
Besides other impediments, it may be remarked that, where there is a consciousness of
unjust or dishonorable purposes, communication is always checked by distrust in proportion
to the number whose concurrence is necessary.
Hence, it clearly appears that the same advantage which a republic has over a democracy
in controlling the effects of faction is enjoyed by a large over a small republic,--is
enjoyed by the Union over the States composing it. Does the advantage consist
in the substitution of representatives whose enlightened views and virtuous sentiments
render them superior to local prejudices and to schemes of injustice? It will not be
denied that the representation of the Union will be most likely to possess these requisite
endowments. Does it consist in the greater security afforded by a greater variety of
parties, against the event of any one party being able to outnumber and oppress the rest?
In an equal degree does the increased variety of parties comprised within the Union,
increase this security. Does it, in fine, consist in the greater obstacles opposed to the
concert and accomplishment of the secret wishes of an unjust and interested majority?
Here, again, the extent of the Union gives it the most palpable advantage.
The influence of factious leaders may kindle a flame within their particular States,
but will be unable to spread a general conflagration through the other States. A religious
sect may degenerate into a political faction in a part of the Confederacy; but the variety
of sects dispersed over the entire face of it must secure the national councils against
any danger from that source. A rage for paper money, for an abolition of debts, for an
equal division of property, or for any other improper or wicked project, will be less apt
to pervade the whole body of the Union than a particular member of it; in the same
proportion as such a malady is more likely to taint a particular county or district, than
an entire State.
In the extent and proper structure of the Union, therefore, we behold a republican
remedy for the diseases most incident to republican government. And according to the
degree of pleasure and pride we feel in being republicans, ought to be our zeal in
cherishing the spirit and supporting the character of Federalists. Publius
THE FEDERALIST NO. 37
(MADISON)
To the People of the State of New York:
In reviewing the defects of the existing Confederation, and showing that they
cannot be supplied by a government of less energy than that before the public, several of
the most important principles of the latter fell of course under consideration. But as the
ultimate object of these papers is to determine clearly and fully the merits of this
Constitution and the expediency of adopting it, our plan cannot be complete without taking
a more critical and thorough survey of the work of the convention, without examining it on
all its sides, comparing it in all its parts, and calculating its probable effects. . . .
Among the difficulties encountered by the convention a very important one must have
lain in combining the requisite stability and energy in government with the inviolable
attention due to liberty and to the republican form. Without substantially accomplishing
this part of their undertaking, they would have very imperfectly fulfilled the object of
their appointment or the expectation of the public; yet that it could not be easily
accomplished will be denied by no one who is unwilling to betray his ignorance of the
subject. Energy in government is essential to that security against external and internal
danger, and to that prompt and salutary execution of the laws which enter into the very
definition of good government. Stability in government is essential to national character
and to the advantages annexed to it, as well as to that repose and confidence in the minds
of the people, which are among the chief blessings of civil society. An irregular and
mutable legislation is not more an evil in itself than it is odious to the people, and it
may be pronounced with assurance that the people of this country, enlightened as they are
with regard to the nature, and interested, as the great body of them are, in the effects
of good government, will never be satisfied till some remedy be applied to the
vicissitudes and uncertainties which characterize the State administrations. On comparing,
however, these valuable ingredients with the vital principles of liberty, we must perceive
at once the difficulty of mingling them together in their due proportions. The genius of
republican liberty seems to demand on one side, not only that all power should be derived
from the people, but that those intrusted with it should be kept in dependence on the
people, by a short duration of their appointments; and that even during this short period
the trust should be placed not in a few, but a number of hands. Stability, on the
contrary, requires that the hands in which power is lodged should continue for a length of
time the same. A frequent change of men will result from a frequent return of elections;
and a frequent change of measures from a frequent change of men; whilst energy in
government requires not only a certain duration of power, but the execution of it by a
single hand.
How far the convention may have succeeded in this part of their work will better appear
on a more accurate view of it. From the cursory view here taken, it must clearly appear to
have been an arduous part.
Not less arduous must have been the task of marking the proper line of partition
between the authority of the general and that of the State governments. . . .
When we pass from the works of nature, in which all the delineations are perfectly
accurate, and appear to be otherwise only from the imperfection of the eye which surveys
them, to the institutions of man, in which the obscurity arises as well from the object
itself as from the organ by which it is contemplated, we must perceive the necessity of
moderating still further our expectations and hopes from the efforts of human sagacity.
Experience has instructed us that no skill in the science of government has yet been able
to discriminate and define with sufficient certainty its three great provinces--the
legislative, executive, and judiciary; or even the privileges and powers of the different
legislative branches. Questions daily occur in the course of practice, which prove the
obscurity which reigns in these subjects, and which puzzle the greatest adepts in
political science.
The experience of ages, with the continued and combined labors of the most enlightened
legislators and jurists, has been equally unsuccessful in delineating the several objects
and limits of different codes of laws and different tribunals of justice. The precise
extent of the common law, and the statute law, the maritime law, the ecclesiastical law,
the law of corporations, and other local laws and customs, remains still to be clearly and
finally established in Great Britain, where accuracy in such subjects has been more
industriously pursued than in any other part of the world. The jurisdiction of her several
courts, general and local, of law, of equity, of admiralty, etc., is not less a source of
frequent and intricate discussions, sufficiently denoting the indeterminate limits by
which they are respectively circumscribed. All new laws, though penned with the greatest
technical skill, and passed on the fullest and most mature deliberation, are considered as
more or less obscure and equivocal until their meaning be liquidated and ascertained by a
series of particular discussions and adjudications. Besides the obscurity arising from the
complexity of objects, and the imperfection of the human faculties, the medium through
which the conceptions of men are conveyed to each other adds a fresh embarrassment. The
use of words is to express ideas. Perspicuity, therefore, requires not only that the ideas
should be distinctly formed, but that they should be expressed by words distinctly and
exclusively appropriate to them. But no language is so copious as to supply words and
phrases for every complex idea, or so correct as not to include many equivocally denoting
different ideas. Hence it must happen that however accurately objects may be discriminated
in themselves and however accurately the discrimination may be considered, the definition
of them may be rendered inaccurate by the inaccuracy of the terms in which it is
delivered. And this unavoidable inaccuracy must be greater or less, according to the
complexity and novelty of the objects defined. When the Almighty himself condescends to
address mankind in their own language, his meaning, luminous as it must be, is rendered
dim and doubtful by the cloudy medium through which it is communicated.
Here, then, are three sources of vague and incorrect definitions: indistinctness of the
object, imperfection of the organ of conception, inadequateness of the vehicle of ideas.
Any one of these must produce a certain degree of obscurity. The convention, in
delineating the boundary between the federal and State jurisdictions, must have
experienced the full effect of them all.
To the difficulties already mentioned may be added the interfering pretensions of the
larger and smaller States. We cannot err in supposing that the former would contend for a
participation in the government, fully proportioned to their superior wealth and
importance; and that the latter would not be less tenacious of the equality at present
enjoyned by them. We may well suppose that neither side would entirely yield to the other,
and consequently that the struggle could be terminated only by compromise. It is extremely
probable, also, that after the ratio of representation had been adjusted, this very
compromise must have produced a fresh struggle between the same parties, to give such a
turn to the organization of the government and to the distribution of its powers, as would
increase the importance of the branches, in forming which they had respectively obtained
the greatest share of influence. There are features in the Constitution which warrant each
of these suppositions; and as far as either of them is well founded, it shows that the
convention must have been compelled to sacrifice theoretical propriety to the force of
extraneous considerations.
Nor could it have been the large and small States only which would marshal themselves
in opposition to each other on various points. Other combinations, resulting from a
difference of local position and policy, must have created additional difficulties. As
every State may be divided into different districts and its citizens into different
classes, which give birth to contending interests and local jealousies, so the different
parts of the United States are distinguished from each other by a variety of
circumstances, which produce a like effect on a larger scale. And although this variety of
interests, for reasons sufficiently explained in a former paper [No. 10], may have
a salutary influence on the administration of the government when formed, yet every one
must be sensible of the contrary influence which must have been experienced in the task of
forming it.
Would it be wonderful if, under the pressure of all these difficulties, the convention
should have been forced into some deviations from that artificial structure and regular
symmetry which an abstract view of the subject might lead an ingenious theorist to bestow
on a Constitution planned in his closet or in his imagination? The real wonder is that so
many difficulties should have been surmounted, and surmounted with a unanimity almost as
unprecedented as it must have been unexpected. It is impossible for any man of candor to
reflect on this circumstance without partaking of the astonishment. It is impossible for
the man of pious reflection not to perceive in it a finger of that Almighty hand which has
been so frequently and signally extended to our relief in the critical stages of the
revolution.
We had occasion, in a former paper [No. 20], to take notice of the repeated
trials which have been unsuccessfully made in the United Netherlands for reforming the
baneful and notorious vices of their constitution. The history of almost all the great
councils and consultations held among mankind for reconciling their discordant opinions,
assuaging their mutual jealousies, and adjusting their respective interests, is a history
of factions, contentions, and disappointments, and may be classed among the most dark and
degraded pictures which display the infirmities and depravities of the human character.
If, in a few scattered instances, a brighter aspect is presented, they serve only as
exceptions to admonish us of the general truth; and by their lustre to darken the gloom of
the adverse prospect to which they are contrasted. In revolving the causes from which
these exceptions result, and applying them to the particular instances before us, we are
necessarily led to two important conclusions. The first is that the convention must have
enjoyed, in a very singular degree, an exemption from the pestilential influence of party
animosities--the disease most incident to deliberative bodies, and most apt to contaminate
their proceedings. The second conclusion is that all the deputations composing the
convention were satisfactorily accommodated by the final act, or were induced to accede to
it by a deep conviction of the necessity of sacrificing private opinions and partial
interests to the public good, and by a despair of seeing this necessity diminished by
delays or by new experiments.
Publius
THE FEDERALIST NO. 78
(HAMILTON)
To the People of the State of New York:
We proceed now to an examination of the judiciary department of the proposed
government.
In unfolding the defects of the existing Confederation, the utility and necessity of a
federal judicature have been clearly pointed out. It is the less necessary to recapitulate
the considerations there urged, as the propriety of the institution in the abstract is not
disputed; the only questions which have been raised being relative to the manner of
constituting it, and to its extent. To these points, therefore, our observations shall be
confined.
The manner of constituting it seems to embrace these several objects: 1st. The mode of
appointing the judges. 2d. The tenure by which they are to hold their places. 3d. The
partition of the judiciary authority between different courts, and their relations to each
other.
First. As to the mode of appointing the judges; this is the same with that of
appointing the officers of the Union in general, and has been so fully discussed in the
two last numbers, that nothing can be said here which would not be useless repetition.
Second. As to the tenure by which the judges are to hold their places: this
chiefly concerns their duration in office; the provisions for their support; the
precautions for their responsibility.
According to the plan of the convention, all judges who may be appointed by the United
States are to hold their offices during good behavior; which is conformable to the
most approved of the State constitutions, and among the rest, to that of this State. Its
propriety having been drawn into question by the adversaries of that plan, is no light
symptom of the rage for objection, which disorders their imaginations and judgments. The
standard of good behavior for the continuance in office of the judicial magistracy is
certainly one of the most valuable of the modern improvements in the practice of
government. In a monarchy it is an excellent barrier to the despotism of the prince; in a
republic it is a no less excellent barrier to the encroachments and oppressions of the
representative body. And it is the best expedient which can be devised in any government
to secure a steady, upright, and impartial administration of the laws.
Whoever attentively considers the different departments of power must perceive, that,
in a government in which they are separated from each other, the judiciary, from the
nature of its functions, will always be the least dangerous to the political rights of the
Constitution; because it will be least in a capacity to annoy or injure them. The
Executive not only dispenses the honors, but holds the sword of the community. The
legislature not only commands the purse, but prescribes the rules by which the duties and
rights of every citizen are to be regulated. The judiciary, on the contrary, has no
influence over either the sword or the purse; no direction either of the
strength or of the wealth of the society; and can take no active resolution whatever. It
may truly be said to have neither force nor will, but merely judgment; and must ultimately
depend upon the aid of the executive arm even for the efficacy of its judgments.
This simple view of the matter suggests several important consequences. It proves
incontestably that the judiciary is beyond comparison the weakest of the three departments
of power [sic]; that it can never attack with success either of the
other two; and that all possible care is requisite to enable it to defend itself against
their attacks. It equally proves that though individual oppression may now and then
proceed from the courts of justice, the general liberty of the people can never be
endangered from that quarter; I mean so long as the judiciary remains truly distinct from
both the legislature and the Executive. For I agree, that "there is no liberty, if
the power of judging be not separated from the legislative and executive powers."
And it proves, in the last place, that as liberty can have nothing to fear from the
judiciary alone, but would have every thing to fear from its union with either of the
other departments; that as all the effects of such a union must ensue from a dependence of
the former on the latter, notwithstanding a nominal and apparent separation; that as, from
the natural feebleness of the judiciary it is in continual jeopardy of being overpowered,
awed, or influenced by its coördinate branches; and that as nothing can contribute so
much to its firmness and independence as permanency in office, this quality may therefore
be justly regarded as an indispensable ingredient in its constitution, and, in a great
measure, as the citadel of the public justice and the public security.
The complete independence of the courts of justice is peculiarly essential in a limited
Constitution. By limited Constitution, I understand one which contains certain specified
exceptions to the legislative authority; such, for instance, as that it shall pass no
bills of attainder, no ex-post-facto laws, and the like. Limitations of this kind
can be preserved in practice no other way than through the medium of courts of justice,
whose duty it must be to declare all acts contrary to the manifest tenor of the
Constitution void. Without this, all the reservations of particular rights or privileges
would amount to nothing.
Some perplexity respecting the rights of the courts to pronounce legislative acts void,
because contrary to the constitution, has arisen from an imagination that the doctrine
would imply a superiority of the judiciary to the legislative power. It is urged that the
authority which can declare the acts of another void must necessarily be superior to the
one whose acts may be declared void. As this doctrine is of great importance in all the
American constitutions, a brief discussion of the gourd on which it rests cannot be
unacceptable.
There is no problem which depends on clearer principles than that every act of a
delegated authority, contrary to the tenor of the commission under which it is exercised,
is void. No legislative act, therefore, contrary to the Constitution, can be valid. To
deny this would be to affirm that the deputy is greater than his principal; that the
servant is above his master; that the representatives of the people are superior to the
people themselves; that men acting by virtue of powers may do not only what their powers
do not authorize, but what they forbid.
If it be said that the legislative body are themselves the constitutional judges of
their own powers, and that the construction they put upon them is conclusive upon the
other departments, it may be answered that this cannot be the natural presumption where it
is not to be collected from any particular provisions in the Constitution. It is not
otherwise to be supposed that the Constitution could intend to enable the representatives
of the people to substitute their will to that of their constituents. It is far
more rational to suppose that the courts were designed to be an intermediate body between
the people and the legislature, in order, among other things, to keep the latter within
the limits assigned to their authority. The interpretation of the laws is the proper and
peculiar province of the courts. A constitution is, in fact, and must be regarded by the
judges, as a fundamental law. It therefore belongs to them to ascertain its meaning, as
well as the meaning of any particular act proceeding from the legislative body. If there
should happen to be an irreconcilable variance between the two, that which has the
superior obligation and validity ought, of course, to be preferred; or, in other words,
the Constitution ought to be preferred to the statute, the intention of the people to the
intention of their agents.
Nor does this conclusion by any means suppose a superiority of the judicial to the
legislative power. It only supposes that the power of the people is superior to both; and
that where the will of the legislature, declared in its statutes, stands in opposition to
that of the people, declared in the Constitution, the judges ought to be governed by the
latter rather than the former. They ought to regulate their decisions by the fundamental
laws, rather than by those which are not fundamental.
This exercise of judicial discretion, in determining between two contradictory laws, is
exemplified in a familiar instance. It not uncommonly happens that there are two statutes
existing at one time, clashing in whole or in part with each other, and neither of them
containing any repealing clause or expression. In such a case, it is the province of the
courts to liquidate and fix their meaning and operation. So far as they can, by any fair
construction, be reconciled to each other, reason and law conspire to dictate that this
should be done; where this is impracticable, it becomes a matter of necessity to give
effect to one in exclusion of the other. The rule which has obtained in the courts for
determining their relative validity is, that the last in order of time shall be preferred
to the first. But this is a mere rule of construction, not derived from any positive law
but from the nature and reason of the thing. It is a rule not enjoined upon the courts by
legislative provision but adopted by themselves, as consonant to truth and propriety for
the direction of their conduct as interpreters of the law. They thought it reasonable,
that between the interfering acts of an equal authority, that which was the last
indication of its will should have the preference.
But in regard to the interfering acts of a superior and subordinate authority, of an
original and derivative power, the nature and reason of the thing indicate the converse of
that rule as proper to be followed. They teach us that the prior act of a superior ought
to be preferred to the subsequent act of an inferior and subordinate authority; and that
accordingly, whenever a particular statute contravenes the Constitution, it will be the
duty of the judicial tribunals to adhere to the latter and disregard the former.
It can be of no weight to say that the courts, on the pretence of a repugnancy, may
substitute their own pleasure to the constitutional intentions of the legislature. This
might as well happen in the case of two contradictory statutes; or it might as well happen
in every adjudication upon any single statute. The courts must declare the sense of the
law; and if they should be disposed to exercise will instead of judgment, the
consequence would equally be the substitution of their pleasure to that of the legislative
body. The observation, if it prove any thing, would prove that there ought to be no judges
distinct from that body.
If, then, the courts of justice are to be considered as the bulwarks of a limited
Constitution against legislative encroachments, this consideration will afford a strong
argument for the permanent tenure of judicial offices, since nothing will contribute so
much as this to the independent spirit in the judges which must be essential to the
faithful performance of so arduous a duty.
This independence of the judges is equally requisite to guard the Constitution and the
rights of individuals from the effects of those ill humors, which the arts of designing
men or the influence of particular conjuctures sometimes disseminate among the people
themselves; and which, though they speedily give place to better information and more
deliberate reflection, have a tendency, in the meantime, to occasion dangerous innovations
in the government, and serious oppressions of the minor party in the community. Though I
trust the friends of the proposed Constitution will never concur with its enemies in
questioning that fundamental principle of republican government, which admits the right of
the people to alter or abolish the established Constitution whenever they find it
inconsistent with their happiness; yet it is not to be inferred from this principle that
the representatives of the people, whenever a momentary inclination happens to lay hold of
a majority of the constituents, incompatible with the provisions in the existing
Constitution, would, on that account, be justifiable in a violation of those provisions;
or that the courts would be under a greater obligation to connive at infractions in this
shape, than when they had proceeded wholly from the cabals of the representative body.
Until the people have by some solemn and authoritative act annulled or changed the
established form, it is binding upon themselves collectively, as well as individually; and
no presumption, or even knowledge, of their sentiments, can warrant their representatives
in a departure from it, prior to such an act. But it is easy to see that it would require
an uncommon portion of fortitude in the judges to do their duty as faithful guardians of
the Constitution where legislative invasions of it had been instigated by the major voice
of the community.
But it is not with a view to infractions of the Constitution only that the independence
of the judges may be an essential safeguard against the effects of occasional ill humors
in the society. These sometimes extend no farther than to the injury of the private rights
of particular classes of citizens by unjust and partial laws. Here also the firmness of
the judicial magistracy is of vast importance in mitigating the severity and confining the
operation of such laws. It not only serves to moderate the immediate mischiefs of those
which may have been passed, but it operates as a check upon the legislative body in
passing them; who, perceiving that obstacles to the success of iniquitous intention are to
be expected from the scruples of the courts, are in a manner compelled by the very motives
of the injustice they meditate to qualify their attempts. This is a circumstance
calculated to have more influence upon the character of our governments, than but few may
be aware of. The benefits of the integrity and moderation of the judiciary have already
been felt in more States than one; and though they may have displeased those whose
sinister expectations they may have disappointed, they must have commanded the esteem and
applause of all the virtuous and disinterested. Considerate men of every description ought
to prize whatever will tend to beget or fortify that temper in the courts; as no man can
be sure that he may not be tomorrow the victim of a spirit of injustice by which he may be
a gainer today. And every man must now feel that the inevitable tendency of such a spirit
is to sap the foundations of public and private confidence, and to introduce in its stead
universal distrust and distress.
That inflexible and uniform adherence to the rights of the Constitution and of
individuals, which we perceive to be indispensable in the courts of justice, can certainly
not be expected from judges who hold their offices by a temporary commission. Periodical
appointments, however regulated or by whomsoever made, would, in some way or other, be
fatal to their necessary independence. If the power of making them was committed either to
the Executive or legislature, there would be danger of an improper complaisance to the
branch which possessed it; if to both, there would be an unwillingness to hazard the
displeasure of either; if to the people or to persons chosen by them for the special
purpose, there would be too great a disposition to consult popularity, to justify a
reliance that nothing would be consulted but the Constitution and the laws.
There is yet a further and a weightier reason for the permanency of the judicial
offices, which is deducible from the nature of the qualifications they require. It has
been frequently remarked, with great propriety, that a voluminous code of laws is one of
the inconveniences necessarily connected with the advantages of a free government. To
avoid an arbitrary discretion in the courts, it is indispensable that they should be bound
down by strict rules and precedents, which serve to define and point out their duty in
every particular case that comes before them; and it will readily be conceived from the
variety of controversies which grow out of the folly and wickedness of mankind, that the
records of those precedents must unavoidably swell to a very considerable bulk, and must
demand long and laborious study to acquire a competent knowledge of them. Hence it is,
that there can be but few men in the society who will have sufficient skill in the laws to
qualify them for the stations of judges. And making the proper deductions for the ordinary
depravity of human nature, the number must be still smaller of those who unite the
requisite integrity with the requisite knowledge. These considerations apprise us that the
government can have no great option between fit character; and that a temporary duration
in office, which would naturally discourage such characters from quitting a lucrative line
of practice to accept a seat on the bench, would have a tendency to throw the
administration of justice into hands less able, and less well qualified, to conduct it
with utility and dignity. In the present circumstances of this country and in those in
which it is likely to be for a long time to come, the disadvantages on this score would be
greater than they may at first sight appear; but it must be confessed that they are far
inferior to those which present themselves under the other aspects of the subject.
Upon the whole there can be no room to doubt that the convention acted wisely in
copying from the models of those constitutions which have established good behavior
as the tenure of their judicial offices, in point of duration; and that so far from being
blamable on this account, their plan would have been inexcusably defective if it had
wanted this important feature of good government. The experience of great Britain affords
an illustrious comment on the excellence of the institution.
EOD
Upon the whole there can be no room to doubt that the convention acted wisely in
copying from the models of those constitutions which have established good behavior
as the tenure of their judicial offices, in point of duration; and that so far from being
blamable on this account, their plan would have been inexcusably defective if it had
wanted this important feature of good government. The experience of great Britain affords
an illustrious comment on the excellence of the institution. |