Dred Scott,
Plaintiff in Error, v. John F. A. Sandford, 19 Howard 393 (1857).
Mr. Chief Justice TANEY delivered the opinion:
The question is simply this: Can a negro, whose ancestors were imported into this
country, and sold as slaves, become a member of the political community formed and brought
into existence by the Constitution of the United States, and as such become entitled to
all the rights, and privileges, and immunities, guarantied by that instrument to the
citizen? One of which rights is the privilege of suing in a court of the United States in
the cases specified in the Constitution.
It will be observed, that the plea applies to that class of persons only whose
ancestors were negroes of the African race, and imported into this country, and sold and
held as slaves. the only matter in issue before the court, therefore, is, whether the
descendants of such slaves, when they shall be emancipated, or who are born of parents who
had become free before their birth, are citizens of a State, in the sense in which the
word citizen is used in the Constitution of the United States. And this being the only
matter in dispute on the pleadings, the court must be understood as speaking in this
opinion of that class only, that is, of those persons who are the descendants of Africans
who were imported into this country, and sold as slaves.
The words "people of the United States" and "citizens" are
synonymous terms, and mean the same thing. They both describe the political body who,
according to our republican institutions, form the sovereignty, and who hold the power and
conduct the Government through their representatives. They are what we familiarly call the
"sovereign people," and every citizen is one of this people, and a constituent
member of this sovereignty. The question before us is, whether the class of persons
described in the plea in abatement compose a portion of this people, and are constituent
members of this sovereignty? We think they are not, and that they are not included, and
were not intended to be included, under the word "citizens" in the Constitution,
and can therefore claim none of the rights and privileges which that instrument provides
for and secures to citizens of the United States. On the contrary, they were at that time
considered as a subordinate and inferior class of beings, who had been subjugated by the
dominant race, and, whether emancipated or not, yet remained subject to their authority,
and had no rights or privileges but such as those who held the power and the Government
might choose to grant them.
It is not the province of the court to decide upon the justice or injustice, the policy
or impolicy, of these laws. The decision of that question belonged to the political or
law-making power; to those who formed the sovereignty and framed the Constitution. The
duty of the court is, to interpret the instrument they have framed, with the best lights
we can obtain on the subject, and to administer it as we find it, according to its true
intent and meaning when it was adopted.
In discussing this question, we must not confound the rights of citizenship which a
State may confer within its own limits, and the rights of citizenship as a member of the
Union. It does not by any means follow, because he has all the rights and privileges of a
citizen of a State, that he must be a citizen of the United States. He may have all of the
rights and privileges of the citizen of a State, and yet not be entitled to the rights and
privileges of a citizen in any other State. For, previous to the adoption of the
Constitution of the United States, every State had the undoubted right to confer on
whomsoever it pleased the character of citizen, and to endow him with all its rights. But
this character of course was confined to the boundaries of the State, and gave him no
rights or privileges in other States beyond those secured to him by the laws of nations
and the comity of States. Nor have the several States surrendered the power of conferring
these rights and privileges by adopting the Constitution of the United States.
It is very clear, therefore, that no State can, by any act or law of its own, passed
since the adoption of the Constitution, introduce a new member into the political
community created by the Constitution of the United States. It cannot make him a member of
this community by making him a member of its own. And for the same reason it cannot
introduce any person, or description of persons, who were not intended to be embraced in
this new political family, which the Constitution brought into existence, but were
intended to be excluded from it.
The question then arises, whether the provisions of the Constitution, in relation to
the personal rights and privileges to which the citizen of a State should be entitled,
embraced the negro African race, at that time in this country, or who might afterwards be
imported, who had then or should afterwards be made free in any State; and to put it in
the power of a single State to make him a citizen of the United States, and endue him with
the full rights of citizenship in every other State without their consent? Does the
Constitution of the United States act upon him whenever he shall be made free under the
laws of a State, and raised there to the rank of a citizen, and immediately clothe him
with all the privileges of a citizen in every other State, and in its own courts?
The court thinks the affirmative of these propositions cannot be maintained. And if it
cannot, the plaintiff in error could not be a citizen of the State of Missouri, within the
meaning of the Constitution of the United States, and, consequently, was not entitled to
sue in its courts.
It is true, every person, and every class and description of persons, who were at the
time of the adoption of the Constitution recognised as citizens in the several States,
became also citizens of this new political body; but none other; it was formed by them,
and for them and their posterity, but for no one else. And the personal rights and
privileges guarantied to citizens of this new sovereignty were intended to embrace those
only who were then members of the several State communities, or who should afterwards by
birthright or otherwise become members, according to the provisions of the Constitution
and the principles on which it was founded. It was the union of those who were at that
time members of distinct and separate political communities into one political family,
whose power, for certain specified purposes, was to extend over the whole territory of the
United States. And it gave to each citizen rights and privileges outside of his State
which he did not before possess, and placed him in every other State upon a perfect
equality with its own citizens as to rights of person and rights of property; it made him
a citizen of the United States.
In the opinion of the court, the legislation and histories of the times, and the
language used in the Declaration of Independence, show, that neither the class of persons
who had been imported as slaves, nor their descendants, whether they had become free or
not, were then acknowledged as a part of the people, nor intended to be included in the
general words used in that memorable instrument.
They had for more than century before been regarded as beings of an inferior order, and
altogether unfit to associate with the white race, either in social or political
relations; and so far inferior, that they had no rights which the white man was bound to
respect; and that the negro might justly and lawfully be reduced to slavery for his
benefit.
The legislation of the different colonies furnishes positive and indisputable proof of
this fact.
The language of the Declaration of Independence is equally conclusive. . . .
But it is too clear for dispute, that the enslaved African race were not intended to be
included, and formed no part of the people who framed and adopted this declaration; for if
the language, as understood in that day, would embrace them, the conduct of the
distinguished men who framed the Declaration of Independence would have been utterly and
flagrantly inconsistent with the principles they asserted; and instead of the sympathy of
mankind, to which they so confidently appealed, they would have deserved and received
universal rebuke and reprobation.
This state of public opinion had undergone no change when the Constitution was adopted,
as is equally evident from its provisions and language.
But there are two clauses in the Constitution which point directly and specifically to
the negro race as a separate class of persons, and show clearly that they were not
regarded as a portion of the people or citizens of the Government then formed.
One of these clauses reserves to each of the thirteen States the right to import slaves
until the year 1808, if it thinks proper. And the importation which it thus sanctions was
unquestionably of persons of the race of which we are speaking, as the traffic in slaves
in the United States had always been confined to them. And by the other provision the
States pledge themselves to each other to maintain the right of property of the master, by
delivering up to him any slave who may have escaped from his service, and be found within
their respective territories.
The only two provisions which point to them and include them, treat them as property,
and make it the duty of the Government to protect it; no other power, in relation to this
race, is to be found in the Constitution; and as it is a Government of special, delegated,
powers, no authority beyond these two provisions can be constitutionally exercised. The
Government of the United States had no right to interfere for any other purpose but that
of protecting the rights of the owner, leaving it altogether with the several States to
deal with this race, whether emancipated or not, as each State may think justice,
humanity, and the interests and safety of society, require. The States evidently intended
to reserve this power exclusively to themselves.
And upon a full and careful consideration of the subject, the court is of opinion,
that, upon the facts stated in the plea in abatement, Dred Scott was not a citizen of
Missouri within the meaning of the Constitution of the United States, and not entitled as
such to sue in its courts; and consequently, that the Circuit Court had no jurisdiction of
the case, and that the judgment on the plea in abatement is erroneous.
We proceed, therefore, to inquire whether the facts relied on by the plaintiff entitled
him to his freedom.
The act of Congress, upon which the plaintiff relies, declares that slavery and
involuntary servitude, except as a punishment for crime, shall be forever prohibited in
all that part of the territory ceded by France, under the name of Louisiana, which lies
north of thirty-six degrees thirty minutes north latitude, and not included within the
limits of Missouri. And the difficulty which meets us at the threshold of this part of the
inquiry is, whether Congress was authorized to pass this law under any of the powers
granted to it by the Constitution; for if the authority is not given by that instrument,
it is the duty of this court to declare it void and inoperative, and incapable of
conferring freedom upon any one who is held as a slave under the laws of any one of the
States.
The counsel for the plaintiff has laid much stress upon that article in the
Constitution which confers on Congress the power "to dispose of and make all needful
rules and regulations respecting the territory or other property belonging to the United
States;" but, in the judgment of the court, that provision has no bearing on the
present controversy, and the power there given, whatever it may be, is confined, and was
intended to be confined, to the territory which at that time belonged to, or was claimed
by, the United States, and was within their boundaries as settled by the treaty with Great
Britain, and can have no influence upon a territory afterwards acquired from a foreign
Government. It was a special provision for a known and particular territory, and to meet a
present emergency, and nothing more.
We do not mean, however, to question the power of Congress in this respect. The power
to expand the territory of the United States by the admission of new States is plainly
given; and in the construction of this power by all the departments of the Government, it
has been held to authorize the acquisition of territory, not fit for admission at the
time, but to be admitted as soon as its population and situation would entitle it to
admission. It is acquired to become a State, and not to be held as a colony and governed
by Congress with absolute authority; and as the propriety of admitting a new State is
committed to the sound discretion of Congress, the power to acquire territory for that
purpose, to be held by the United States until it is in a suitable condition to become a
State upon an equal footing with the other States, must rest upon the same discretion. It
is a question for the political department of the Government, and not the judicial; and
whatever the political department of the Government shall recognise as within the limits
of the United States, the judicial department is also bound to recognise, and to
administer in it the laws of the United States, so far as they apply, and to maintain in
the Territory the authority and rights of the Government, and also the personal rights and
rights of property of individual citizens, as secured by the Constitution. All we mean to
say on this point is, that, as there is no express regulation in the Constitution defining
the power which the General Government may exercise over the person or property of a
citizen in a Territory thus acquired, the court must necessarily look to the provisions
and principles of the Constitution, and its distribution of powers, for the rules and
principles by which its decision must be governed.
Taking this rule to guide us, it may be safely assumed that citizens of the United
States who migrate to a Territory belonging to the people of the United States, cannot be
ruled as mere colonists, dependent upon the will of the General Government, and to be
governed by any laws it may think proper to impose. The principle upon which Governments
rest, and upon which alone they continue to exist, is the union of States, sovereign and
independent within their own limits in their internal and domestic concerns, and bound
together as one people by a General Government, possessing certain enumerated and
restricted powers, delegated to it by the people of the several States, and exercising
supreme authority within the scope of the powers granted to it, throughout the dominion of
the United States. A power, therefore, in the General Government to obtain and hold
colonies and dependent territories, over which they might legislate without restriction,
would be inconsistent with its own existence in its present form. Whatever it acquires, it
acquires for the benefit of the people of the several States who created it. It is their
trustee acting for them, and charged with the duty of promoting the interests of the whole
people of the Union in the exercise of the powers specifically granted.
But the power of Congress over the person or property of a citizen can never be a mere
discretionary power under our Constitution and form of Government. The powers of the
Government and the rights and privileges of the citizen are regulated and plainly defined
by the Constitution itself. And when the Territory becomes a part of the United States,
the Federal Government enters into possession in the character impressed upon it by those
who created it. It enters upon it with its powers over the citizen strictly defined, and
limited by the Constitution, from which it derives its own existence, and by virtue of
which alone it continues to exist and act as a Government and sovereignty. It has no power
of any kind beyond it; and it cannot, when it enters a Territory of the United States, put
off its character, and assume discretionary or despotic powers which the Constitution has
denied to it. It cannot create for itself a new character separated from the citizens of
the United States, and the duties it owes them under the provisions of the Constitution.
The Territory being a part of the United States, the Government and the citizen both enter
it under the authority of the Constitution, with their respective rights defined and
marked out; and the Federal Government can exercise no power over his person or property,
beyond what that instrument confers, nor lawfully deny any right which it has reserved.
These powers, and others, in relation to rights of person, which it is not necessary
here to enumerate, are, in express and positive terms, denied to the General Government;
and the rights of private property have been guarded with equal care. Thus the rights of
property are united with the rights of person, and placed on the same ground by the fifth
amendment to the Constitution, which provides that no person shall be deprived of life,
liberty, and property, without due process of law. And an act of Congress which deprives a
citizen of the United States of his liberty or property, merely because he came himself or
brought his property into a particular Territory of the United States, and who had
committed no offence against the laws, could hardly be dignified with the name of due
process of law.
The powers over person and property of which we speak are not only not granted to
Congress, but are in express terms denied, and they are forbidden to exercise them. And
this prohibition is not confined to the States, but the words are general, and extend to
the whole territory over which the Constitution gives it power to legislate, including
those portions of it remaining under Territorial Government, as well as that covered by
States.
It seems, however, to be supposed, that there is a difference between property in a
slave and other property, and that different rules may be applied to it in expounding the
Constitution of the United States. And the laws and usages of nations, and the writings of
eminent jurists upon the relation of master and slave and their mutual rights and duties,
and the powers which Governments may exercise over it, have been dwelt upon in the
agreement.
But in considering the question before us, it must be borne in mind that there is no
law of nations standing between the people of the United States and their Government, and
interfering with their relation to each other. The powers of the Government, and the
rights of the citizen under it, are positive and practical regulations plainly written
down. The people of the United States have delegated to it certain enumerated powers, and
forbidden it to exercise others. It has no power of the person or property of a citizen
but what the citizens of the United States have granted. And no laws or usages of other
nations, or reasoning of statesmen or jurists upon the relations of master and slave, can
enlarge the powers of the Government, or take from the citizens the rights they have
reserved. And if the Constitution recognises the right of property of the master in a
slave, and makes no distinction between that description of property and other property
owned by a citizen, no tribunal, acting under the authority of the United States, whether
it be legislative, executive, or judicial, has a right to draw such a distinction, or deny
to it the benefit of the provisions and guarantees which have been provided for the
protection of private property against the encroachments of the Government.
Now, as we have already said in an earlier part of this opinion, upon a different
point, the right of property in a slave is distinctly and expressly affirmed in the
Constitution. The right to traffic in it, like an ordinary article of merchandise and
property, was guaranteed to the citizens of the United States, in every State that might
desire it, for twenty years. And the Government in express terms is pledged to protect it
in all future time, if the slave escapes from his owner. This is done in plain words--too
plain to be misunderstood. And no word can be found in the Constitution which gives
Congress a greater power over slave property, or which entitles property of that kind to
less protection than property of any other description. The only power conferred is the
power coupled with the duty of guarding and protecting the owner in his rights.
Upon these considerations, it is the opinion of the court that the act of Congress
which prohibited a citizen from holding and owning property of this kind in the territory
of the United States north of the line therein mentioned, is not warranted by the
Constitution, and is therefore void; and that neither Dred Scott himself, nor any of his
family, were made free by being carried into this territory; even if they had been carried
there by the owner, with the intention of becoming a permanent resident.
EOD |